KYC AML 27 recollected questions on 12 th july

Raj Kamal Kyc AML QUESTIONS RECALLED: 12.07.2020

1. US SANCTIONS

2. BANK SECRECY ACT

3. MONEY LAUNDERING REGULATION 2007 -UK AML/ CFT LEGISLATION

4 . 3 TO 4 QUESTIONS ON DESIGNATED DIRECTOR

5. PRINCIPAL OFFICER

6. OTP BASED EKYC 4 QUESTIONS

7. CKYCR RELATED 2 QUESTIONS

8. RECORD RETENTION PILICY FOR TRANSACTION REPORTED TO FIU IND

9. BENEFICIAL OWNER IN CASE OF COMPANY AND TRUST

10. BO CONTROLLING INTEREST

11. ADVERSE EFFECT OF MONEY LAUNDERING

12. DIFF BETWEEN ML AND TF

13. STR CTR CCR REPORTING FREQUENCY

14. TRANSACTION MONITORING

15. AML ALERT

16. FATF SANCTIONS,UN SANCTIONS

17. FIU IND FUNCTION

18. FATF CELL FUNCTION

19. ED FUNCTIONING

20. SERIOUS FRAUD INVESTIGATION OFFICE

21. FACTORS DISSEMINATING STR TO LAW ENFORCEMENT AGENCIES

22. EXCHANGE HOUSE

23. AS PER BCBS SHARING OF INFORMATION FLOW

 24. FATF REGIONAL BODIES

25.AML CELL FUNCTION

26. SMALL ACCOUNT 3 QUESTIONS

27. DESIGNATED OFFICER RELATED 1 QUESTION

1. US SANCTIONS

2. BANK SECRECY ACT

3. MONEY LAUNDERING REGULATION 2007 -UK AML/ CFT LEGISLATION

4 . 3 TO 4 QUESTIONS ON DESIGNATED DIRECTOR

5. PRINCIPAL OFFICER

6. OTP BASED EKYC 4 QUESTIONS

7. CKYCR RELATED 2 QUESTIONS

8. RECORD RETENTION PILICY FOR TRANSACTION REPORTED TO FIU IND

9. BENEFICIAL OWNER IN CASE OF COMPANY AND TRUST

10. BO CONTROLLING INTEREST

11. ADVERSE EFFECT OF MONEY LAUNDERING

12. DIFF BETWEEN ML AND TF

13. STR CTR CCR REPORTING FREQUENCY

14. TRANSACTION MONITORING

15. AML ALERT

16. FATF SANCTIONS,UN SANCTIONS

17. FIU IND FUNCTION

18. FATF CELL FUNCTION

19. ED FUNCTIONING

20. SERIOUS FRAUD INVESTIGATION OFFICE

21. FACTORS DISSEMINATING STR TO LAW ENFORCEMENT AGENCIES

22. EXCHANGE HOUSE

23. AS PER BCBS SHARING OF INFORMATION FLOW

 24. FATF REGIONAL BODIES

25.AML CELL FUNCTION

26. SMALL ACCOUNT 3 QUESTIONS

27. DESIGNATED OFFICER RELATED 1 QUESTION

KYC AML yesterday's recollected questions 12.07.2020

Kyc AML QUESTIONS RECALLED: 12.07.2020

1. US SANCTIONS

2. BANK SECRECY ACT

3. MONEY LAUNDERING REGULATION 2007 -UK AML/ CFT LEGISLATION

4 . 3 TO 4 QUESTIONS ON DESIGNATED DIRECTOR

5. PRINCIPAL OFFICER

6. OTP BASED EKYC 4 QUESTIONS

7. CKYCR RELATED 2 QUESTIONS

8. RECORD RETENTION PILICY FOR TRANSACTION REPORTED TO FIU IND

9. BENEFICIAL OWNER IN CASE OF COMPANY AND TRUST

10. BO CONTROLLING INTEREST

11. ADVERSE EFFECT OF MONEY LAUNDERING

12. DIFF BETWEEN ML AND TF

13. STR CTR CCR REPORTING FREQUENCY

14. TRANSACTION MONITORING

15. AML ALERT

16. FATF SANCTIONS,UN SANCTIONS

17. FIU IND FUNCTION

18. FATF CELL FUNCTION

19. ED FUNCTIONING

20. SERIOUS FRAUD INVESTIGATION OFFICE

21. FACTORS DISSEMINATING STR TO LAW ENFORCEMENT AGENCIES

22. EXCHANGE HOUSE

23. AS PER BCBS SHARING OF INFORMATION FLOW

 24. FATF REGIONAL BODIES

25.AML CELL FUNCTION

26. SMALL ACCOUNT 3 QUESTIONS

27. DESIGNATED OFFICER RELATED 1 QUESTION

ALL QUESTIONS WERE FROM THE BOOK ONLY

Today's kyc aml recollected questions

Kyc & Aml recollected ques

Small ac.

OVD 

GIABA, Gafisud related one ques

Beneficial owner 2,3 ques 

Funnel ac

UAPA act related to 

PEPS 

Placement, Layering, Integration 

Third-party kyc related 

FinNet portal 

Vienna convention

Three layers of defense

Designated director, principal off.

Fiu ind

Ctr, str, cctr match d follw 2m

Proprietary concern document 

OTP based ac limit 

Multiple tier ac 

Few ques were asked directly.. Most of ques were tricky. We should go thru the book thoroughly to ans tricky questions