CAIIB ABM TODAY EXAM 55 QUESTIONS RECOLLECTED by Srinivas Kante
1.Hicks -Hansen synthesis
2.Basic difference between IS and LM curve
3.Increase in money supply Lowe interest rate and raising inflation
4.NDP @factor cost
5.Demand –pull inflation means
6.Erosion as per the role
7.Climate Survey
8.Case study one related to Budget
9.Central limit theorem
10.sampling methods .
11. job erosion
12 curreneaccountdefficit
13 Gross deficit etc.
case
14..standard deviations mean related
15 .Case 3 Xyz jewellery shop
Related
But the level oh complexity is very high..n ..
16 fiscal policy ,monetary policy
17.demand supply curve etc...
18.Correlation and regression numerical
19.NNP @ factor cost
20working capital
21. bank guarantee
22.Performance Appraisal
23. Halo effect Tendency..
24.NNP at market price
25.In correct characteristics in Business cycle
26 Notional income also known as..
27.Least squre method used in..
28.Fctoring of services the factor
29.Lender to sensitising test and scenerion analysis..Type of loans
30. Debt to equity of enter prises raatio is.05 its...
31.Bank Gaurantee to commoidity brokarage (margin %)..
32.find P(x bar >/85) ?
33Std error of the mean is????
34 Estimate of the population proportion is..
35 Commericial paper issued multiples of..
36.Commericial paper issued maximum period
37.Find P(88|
39.HRM
40.monetary policy
41.Annuity due prblems
42. Future Value problem
43.Estimation
44.Bond price
45.Revenue dediciat problem
46.Job evealution Job specfication case study
47. Turn over methodeapplied on leass than 5 cr
48. Factor of Supply schedule
49.Lional econmic statement.
50. GDP calculation
51. GNP at amrket price calculation
52. Sampling Methodes
53.Hallo effect
54 Cov(X,Y)=150 mean X=20 mean Y=10 standard deviation x=25 then equation of regression line is
55. 3 questions from HRM 5 marks each
Today CAIIB BFM Recollected questions by Srinivas Kante June 10 , 2018
1.Most of the questions from foreign exchange numericals
2. case study on DGAP, Leverage ratio
3. case study on LC
4. Risk weight on Housing loan
5.Diffence between basis risk, gap risk, and yield curve risk
6. Letter of credit related
7.Capital charge for PR questions
8.Problems on NII
9.YIELD On T BILL
10 .Tier 1 CRAR
11.Call risk
12.NRE ,NRO, FCNR account related
13 Beta factor and basic indicator approach
14.The main object of the LRM loan review mechanism
15.The notional transit period permitted ..
16. One case study on asset liability management
17. Exchange fluctuation risk of ecgc
18. Rupee account... nostro,vostro,loro,mirror are in option
19. case study on TT buying, selling
20. RAROC,Who decide maximum limit of risk
21.Corporate debt instrument characteristics
22.Basel 3 bank apply – for computing capital requirement from existing risk..
23.residual risk also known as..
24.Elements of common equity Tier 1 cap
25.In repo transaction in G-sec , the settlement carried in first leg is ------------ basis
26. BASEL 3 going concern capital is
27.Liqidity risk is a type of time risk??
28.GOI not issue T bill with ------------maturity days
29.Notice money market period is…
30Duration is the elasticity of the bond
31.In CP Buy bank offer may not be made before ----days
32.Features of hedging , Int, Arbitrage ,trading , Investment
33.Nostro Accounts are – accounts
34.Emp option risk about pre closure
35. Feature of CCB BASEL 3
36.FX clear is a forex dealing sym developed by
37.Features of CRR
38.Calculation of LCR under level1 Asset
39.Cross rate
40.Charactristics of foreign exchange market
41.Temporary Asset--- revaltion not present
42.Calculation of capital for General market risk
43.In stock of HQLA for the purpose of cap liquidity coverage ratio…
44. BCBS introduced new approach called..
45.Instrument having lower demand and trading…
46 In india short position allowd..
47.Features of LCR
48.Rapid Growth period bank can make…
49. RAROC,Who decide maximum limit of risk
50. case study on TT buying
51. what does CRR impact
52. no.of key priniciples in Supervising review process
53. Features of CCB in BASEL 3
54..5 marks case study from CALL and PUT option
55.Rupee account Vostro or Mirror?
56. Calculate price for a 270day CP having face value 100/- when yield is 7.57%?
a. 94.6970,a. 94.6770, c. 94.6570, d. 94.6370
57. Calculate yield on a 182 day T bill issued at 97.30/-?
a. 7.57,b. 7.75, c. 5.57, d. 5.75%
58.no.of key priniciples in Supervising review process
59. Features of CCB in BASEL 3
60. 1.yield in tBill
61.rwa
62. Case study o. Nii and nim
63. Case study on rwa and capital charge
64.case study on leverage ratio
65. Case study on lc , advising bank confirming bank etc
66 case study on foreign exchange
67. yield to maturity 02 questions asked
68.call money Nd term money
69. Approach basic indicator approach , advance approach
70. M duration
71. piller 3 ,spr
72. 5 marks case study from CALL and PUT option
73. NII - 5marks
74.CRAR - 5marks
75.FEDAI - 5marks
76.Exchnge rates- 5marks
(USD to INR)
77.Exchange rates - 5marks
(USD - Jap yen - GBpound)
78. Lc - 5 marks
79 DGAP nd Levarage ratio - 5marks
80.5 questions on USD JPY against foreign person returning to India
CAIIB Retail Recollected 2018 June ::
Recalled questions
Bbps
Case study on hl income tax claim
Fv n pv
Fsi
NFS details
Credit card
Free charge
Emi Calculation, Rule 72, Questions on CIBIL, SLM and WDV
housing loan cs education loan cs bbps cs ekyc depriciation cs question on time value of money and also more and more question on theory part
Case study on
BBPS
HL income tax
CKYC
Depriciation
Case study on
Bcsbi 5 que
Imps,UPI, *99#,mmid
[Credit card 5 que
Sarfasi,, lokadalak, drt 5 que
Car loan new oold car 5; questions
Housing loan tax benefits 5 que
Slm , wdv depreciation 3 que
Fund transfer mobile banking maximum per transaction and max per month per beneficiary
[Sub prime loan
[Bank charges under charge against future receivable cersai form 1 or 2 or not applicable
Mortgage act
[ RTGS and neft
Method of valuation of land and buildings which is to be attached as security for bank
Product development stages
Rule 72 compounded annually doubles in 7 yrs and 6 months option 9 .6,10, 9.3,9
Demat account can be opened in banks or DPS or brokers
If a bank issue card to customer and 10 lakh insurance cover what type of card bank issue rupay, visa, master, mastro
If credit card a person purchases for 12000 at 37.20 annually. Per month interest. Per day ,, if he pays within time limit what is the interest charged
How can a bank protect themselves if he is relieving information about the customer
Ombudsman settlement
Kyc aml
Dispute between banks and reconstruction company securitization
[Back loading emi
If a person wants to invest in a 10 yrs pention plan plan name?? Pmjsy, pmvvy, Jay,jsy
[Machinery value 1200 lakhs salvage value 300. End of 6 yrs under wdv method 15%
When salvage value become zero
Dep under straight line method
Cumulative depreciation value of 3rd 4th year under wdv
CAIIB HRM Recollected questions
Organic structure organization definition
Definitions for norming and performing (stages of group development)
Questions on six leadership styles (5 questions asked)
Definition of process diagnosis(in bpr implementation)
Identify best practices in change management
Key factors for successful implementatition of change within organization
Chief insecurity of most staff is change itself
Identify steps to successful change propsed by John p kotter
Responsibility charting is foundation for strong delegation
Forecasting activities in human resource planning include
What are two types of knowledge
In RAKID R stands for
Commonly used knowledge management tools are online discussion forums, online conferencing, communities of practice
Employees and managers can be classified in 4 categories. Identify-activist, reflector, theorist and pragmatist
Characteristics of training new generation - it should be short, entertaining, allows freedom
Problem on ROI
Definition of ROI
Types of motivation
Definition of motivation
Lowest need in need hierarchy theory
Which of the following is not hygiene factor-recognition
Goal efficiency is effected by- proximity, difficulty and specificity
According to Steven reiss motivation theory, how many basic desires? 16
Status is defined as need for social standing and importance
Human resource implications
Augmented learning-learning where learners interact with e learning environment
What are 3 domains of learning - cognitive. Psychomotor and affective
Psychomotor involves what characteristics
Principles of learning - readiness, exercise. Intensity and recency
One question on perception
Adult learning feature identify the wrong one
Definition of functional comptency
External factor effecting demand forecasting
One of the following is not advantage of external recruitment
Question on body language
What are the legislation on working conditions. Identify wrong act
Registering trade union gives then legal status
One of the following is not a social security act
BFM Recollected questions::
Daily votality is 5% 2.5 Find modified duration - Ans is 2.38
STRIPS (Separate Trading of Registered Interest and Principal Securities) is a ...... zero-coupon securities
Which is not a derivative product ? - Repo (Swap, Option, Forward, Repo)
ECB limit - USD 500 mn up to minimum period of 5 years and USD 20 mn up to minimum period of 3 years without prior approval of RBI
ECB is denominated in which currencies.....USD, Euro or JPY
Consessive rate of interest on postshipment rupee export credit to gold card status holder can be extended maximum - 365 days
One importer want import one machine from China.He has to open lc. The exporter wants advance payment. What type lc - red clause
Value at risk is a measure of? Gap risks in foreign exchange operations
Which office not under treasury ? Options given r Mid office, back office, front office, legal office*,
Under standard assets, provision for loss, RSV should be?? Ans - less than 10%
If interest of principle is not serviced for 90 days, what is the position of account? ans- outof order
Basel 3 teir 1 components. (Plz remember that Revaluation reserve is also now under Teir 1)
If treasury assets r withdrawn before maturity, what type of risk is it? ,
A 91 Day T bill of 93.21 wl have yield of?
If 91 days treasury is 88., then its implied yield is?
ICAAP is related to?
ADR related question
Double forward is called what ?
Related to Nro account
Nro account can be opened as sb,CA,FD type
Derivatives also lot of questions
Advising bank roles ... Like what he can do what can't
INCOTERM
IRS
Swap
Risk weightage
Lot of RWAs questions
Which is not included in calculation of NDTL/DTL for CRR/SLR
Component of tier 1
Rwa as per Basel III for housing loan based on LTV
Many questions sellect correct or incorrect about NRO NRE FCNR ECB EEFC CCIL
Estimated occurence of probability
Questions on currency derivatives, forwards, swaps
Forex market characteristics
One question related to embedded option risk
As per basic indicator approach calculation of capital charge 15% of average gross income over there years given but one of the year is having negative one that we have to ignore.
8.83GS2023price100.49 with yield 8.75 .....just it is given and based on this statement he asked for 5marks
Crystallization period for export
One question on American and europian option
Capital charge on operational risk based on standardized approach and basic indicator approach
Questions on ADR AND GDR
Questions on option and forward contact, future
Loan To Value Ratio
Risk Weight %
Swap Defination , ADR and INCOTERMS
RWA calculation for operational risk under Standardized approach
DGAP
Conceptual question on FCNR, RFC, NRO, NRE
Operational risk calculation all approaches
Modified duration
Tier 1 n tier 2 numerical
LC based case studies for 5 marks
Basic inducater appoach market risk 5 number
Modified duration of equity5 ques
Calculations of capital adequacy ratio quite a few questions
10 questions at from various risks associated with Treasury operations
Interest rate swap 5 questions
Bill buying 5 questions
EXCHANGE RATE
AAA A BB Rating Chart Questions for Risk Weighted Calculations
Yield Calculation
W RSA,RSL NUMERICAL
RATED BOND NUMERICAL
Yeild of bond numerical
BASIC INDICATOR APPROACH NUMERICAL
BPV
Forex t.bill
Leverage
Forward contact
CRAR
Operational risk
Treasury theoritical
60question theory easy
No ques from volatility and bpv
Call risk problems
packing credit problems
Rsl. Rsa.. Md problems
Leveage ratio related case study
BASEL III Tier 1 Tier 2 capital Minimum equity ratio related
BFM Book page no 415 ICCAP related question
BFM Book page no 443 stock approach related 05 question
BFM Book page no 477 - RSL/RSA/DGAP/Modified Duration Gaps
BFM Book page no 20 - Export Bill 5 marks
BFM Book page no 295 - Estimated level of Operational Risk
Case study numerical-TEIR 1 TEIR 2 CAPITAL CONVERSION BUFFER QUESTION BASEL ON BASEL3
Case study on RFC account 5 marks
Case study on forex exchange buying commission etc 5marks
Case study on mkdified duration gap 5marks
VAR - 1 QUESTION
TEIR 1 COMPONENT-2 QUESTION
CBLO- 1 QUESTIOn
Case Studies on
1. Cancellation of contract
2. NRE/NRO POA
3. RWA
4. MEAN & SD
5. SLR
6. YTM
7. SHORT LERM & LONG TERM GAP ASSET VS Liabilities
8. NII & NIM
9. Tier1, Tier2
10. Capital adequecy
11. Nostro Vostro Loro
12. Daily volatilty
13. Stop loss limit
14. Operational risk case study
15. Foreign exchange numericals
16. Swap numericals
17. Liquidity case study
18. Forward rate agreement 25 crore 3 month swap, three year three business line calculate yield and risk weightage
19. Calculate CET Basel 3
20. Calculate Aadditional tier 1
...........................................
2 to 3 question duration
5 question export bill(cancellation of contract rate, margin amount,rebook rate,etc)
5 question on capital adequacy (balance sheet provided, compute equity capital, tier 1 capital, total rw, capital adequacy, buffer capital)
5 question on nostro,loro vostro
5 question on FRA
5 question on net interest margin
2-3 question on bonds
3-4 question on LC
some 2-3 sums on bpv
...........................................
1. Rate qoute 1 ques
2.LC partial delivery UCPDC rule
3.FRA 6*9 dates of delivery and maturity
4.case study on rules and guidelines regarding NRE, NRO and FCNR accounts- amt of loan,POA,remittance,fund transfer limit etc
5.coupon swaps,forward contracts
6.securitization-SPV or Commercial bank allocation of assets
7.Case study on NII,NIM,EER
8.Case study on Cash flows,deviation during years,SD/mean
9.ECGC insurance premium bear by?
10.CHIPS-USA
11.treasury risk management 4-5 ques
12.European put option
13.Authorises person categ 2
14. ques on BOP expansion
15.bank margin calculation from rates
16.Stop loss given- asked whether buy or sell at what rate to book profit or stop loss
17.monthly volatility given-calculate daily volatility
18.modified duration calculation
19.case study on Nostro Vostro and Loro and Mirror accounts
20.which is not an off balance sheet item of following
21.crystallisation of sight bills 30 days
22.LC date expired due to bank closed due to hurricane UCPDC rule
23.standard ECGC policy cover-political risk
24.basel III - tier 2 capital req of total risk wtd assets, pillar 3 def
25.standardised approach and basic indicator approach and AMA all methods for operational risk calcualtion
24. volatility can also be measured by?
25.price volatility depends on yield volatility,BPV,Yield and price
26.VaR related 2 ques theoretical
27.derivatives hedge underlying risks
28.call risk
29.Maturity ladder or baskets case study
30.provision coverage ratio def
31.asset liability mismatch
32. Bond ytm,current yield 2-3 ques
CAIIB RETAIL BANKING PREVIOUS YEARS RECOLLECTED QUESTIONS BY Srinivas Kante
1. Sukanya samridhi yojana
2. Atal pension yojana
3. Basic saving ac - 1 qtn
4. Customer relationship management
5. Full form of CIA
6. one on IMPS
7. future value 2 qtn
8. BCSBI 7 qtn
9. Education loan 5 qtn
10. Who give subsidy on mudra loans?
11. One question on rule 72?
12. Ordinary annuity one question?
13. Product stage
14. Mobile banking limits?
15. Safety esteem self actualization
16. Reliability responsiveness
17. ROC pulling
18. Max limit for prepaid instruments, expiry of prepaid instruments
19. Mudra loan - It is 50000 to 10 lakhs
20. 80c rebate? - Rs. 1.5 lakhs
21. Withdrawal allowed in ATM's?
22. CERSAI is formed under which act?
23. Many questions from retail banking services
24. Reverse mortgage
25. Para banking
26. 80C limit
27. PM fosol bima yojona
28. CTR
29. CERSAI - which act
30. PMSBY - claim amout after losing one eye or one leg or hand
31. PMEGP - implemented through
32. POS
33. EWS_size
34. RML
35. CRM gap-iii between
36. Merchant banking means
37. Closed ended fund
38. APY
39. Advantage and disadvantage of retail banking
40. Limit of cash withdrawn from other bank ATM. Option 5000, 100000, 20000, 2500
How many neft settlements in a day?
Tax benefit in Home loan
Credit card cycle
NEFT/RTGS max n min limit
Basic diff.b/w rtgs n neft
Benefit of pvt. Banking
Wealth mgmt for corporates
Education loan repayment/defaults
EMI
Income tax
Rule 72
Essence of crm
Bharat bill paymnt systm
Priority of charge in mortgage
Brown label atm
Purpose of securitisation
Conditions for pension fund mgmt
Mutual fund conditions for bank
Approval for insurance
Propagate model
7Ps
ATM transactions in metro cities
SARFAESI
DRT
Internet banking
Mobile banking
Internet Banking- strategy adaptation
Depreciation by both methods
Capital gain
Annuity
FSI Calculations
Full form of CDO
Product meaning??
Airline company used which model..SBU..INTEGRATED MODEL???
RUPAY card is issued by NPCI
Case study related to Internet banking 5 questions
Case study related to credit card charges and other
Register mortgage date and deposit of title deed
Implementation model related
WRBR.. Full form??
Date of execution of documents.. 4 months
Augmented product...
Expected product...
Under NEFT, number of settlement on week days are..12
RTGS minimum and maximum amout...
Disadvantages of Retail banking...
Mobile banking maximum amout per txn and monthly threshold related 5 questions
IFSC CODE TOTAL ALPHA..and numerics
SFMS
Question on hni, super hni, ultra hni category..
Wether the cibil report can be given to customer after levying some charge or not..
Whether moratorium is given for second hand car...
Moslow theory : Case study on needs
RTGS : when processing
Education loan : case study about margin
On college fee hostel fee computer fee other expenses..
WDV : Case Study on Depreciation l
Credit Card : Case study on interest , risk , overdue amount....
Valuation of urban land ,agriculture land Method criteria etc.....
NEFT : 12 batches
Super affluent : 50-400 Lakhs
Case study on wdv method
Three questions on rent capitalization method
Case study on maslow hierarchy
Case study on tangibles..assurance..responsivess wale 5 factors
Emi calculation 2 questions
Theory was easy
Sbu 1 question
Horizontally organized model
credit card bill (case study 5 qus.)
Three questions on rent capitalization method
Neft batches - 12 batches
depreciation numerical...
case study on gift card...
Fullform of USP - Unique Selling Proposition
case study on education loan for abroad...
1. 2 Case studies on priority charge on mortgage
2. Problem on depreciation(By WDV)... eg. Wht will be the book value after 3 years?
3. Calculating future value
4. Diff between NEFT and RTGS
5. Questions on DSA
6. Case study on tax exemptions ( both interest and principal repayment)?
7. Prob on Depriciation by straight through method?
8. What does securitisation means?
9. Risk involved with DSA?
10. Questions on Potential product PROPAGATE?
11. EMI Calculation
12. Questions on vertical, horizantal model
13. How Many NEFT settlement on weekdays and saturday
14. How many characters in UTR?
15. Question on WRBR
16. Case study on education loan... all the fig are given ( eg. Hostel fee, tution fee,
other expenses and bank margin).... we have to calculate max permissible bank loan
17. One critical case study on credit card... credit card limt, free int period, int rate, over
limit penalty, due date and purchase date are given... We have to calculate int chraged
a. if the customer pays the amt due after 18 days from due date
b. If he pays half amt before due date then calculate int charged for remaining amt on a
particular date?
C. If the amt cro sses the limit then calculate the amt he has to pay
18. If we allow overdraft in CC a/c and the customer does not repay it, then can we
approach DRT ? There are four options and we have to choose the correct one
How many neft settlements in a day?
Tax benefit in Home loan
Credit card cycle
NEFT/RTGS max n min limit
Basic diff.b/w rtgs n neft
Benefit of pvt. Banking
Wealth mgmt for corporates
Education loan repayment/defaults
EMI
Income tax
Rule 72
Essence of crm
Bharat bill paymnt systm
Priority of charge in mortgage
Brown label atm
Purpose of securitisation
Conditions for pension fund mgmt
Mutual fund conditions for bank
Approval for insurance
Propagate model
7Ps
ATM transactions in metro cities
SARFAESI
DRT
Internet banking
Mobile banking
1. Case study on Prepaid instrument
2. Case study on Depreciation WDV and SLM methods
3. Case study on Bharat Bill Payment System
4. Case study on CERSAI
5. Case study on ekyc
6. Case study on car loan?
7. Case study on 'housing loan for all' by newly launched scheme
8. Case study on Vehicle loan
9. Case study on Credit card billing
10. Case study on Education loan problem
11. Case study on Future value of ordinary annuity
12. Case study on BCSBI - 10 questions (theory based)
13. Case study on Future value of bond/annuity
14. Case study on Maslow Needs
15. Case study on CRM
16. Case study on EMI
17. Case study on Capital gain
18. Case study on Calculate Present value
19. Case study on RML
Question on hni, super hni, ultra hni category..
Wether the cibil report can be given to customer after levying some charge or not..
Whether moratorium is given for second hand car...
Moslow theory : Case study on needs
RTGS : when processing
Education loan : case study about margin
On college fee hostel fee computer fee other expenses..
WDV : Case Study on Depreciation l
Credit Card : Case study on interest , risk , overdue amount....
Valuation of urban land ,agriculture land Method criteria etc.....
NEFT : 12 batches
Super affluent : 50-400 Lakhs
Case study on wdv method
Three questions on rent capitalization method
Case study on maslow hierarchy
Case study on tangibles..assurance..responsivess wale 5 factors
Emi calculation 2 questions
Theory was easy
Sbu 1 question
Horizontally organized model
credit card bill (case study 5 qus.)
Three questions on rent capitalization method
Neft batches - 12 batches
depreciation numerical...
case study on gift card...
Fullform of USP - Unique Selling Proposition
case study on education loan for abroad...
Numericals from book about
Encumberence ratio
Tax saving on HL
Case studies under IBA education loan
Calculation of PV FV
Case study on reliability, tangibility, assurance (customer expectations)
Masala bond
Prepaid instrument
MSME act
Full form of USP
Who heads DRAT?
Sum on WDV and SLM
................................. ......
Case study on UPI
AEPS
REVERSE MORTGAGE FOR SENIOR CITIZENS[RLEAC]
problems on straight line
WDV method
Educational loan on foreign study
5q on empathy,responsiveness,assurance
2q on augmented, core product
Reverse mortgage equity linked case study
FSI construction cost based
UPI based
80c/24(b) ICT act 1961 based
Priority sector in different sector with perc of ANBC
PROGATE full form
BBPS component
fraud in operation risk
straight line method
written down value method
encumbrance value
Home loan
Service quality based case study
PPI based case study
Total compound interest applicable
EMI
Present value and future value
Full form of MMID ?
UPI transaction max limit ?
Mobile banking per day and per month limit?
Housing loan % of priority sector?
Margin for RML (Reverse Mortgage Loan) with annuity ?
1.Hicks -Hansen synthesis
2.Basic difference between IS and LM curve
3.Increase in money supply Lowe interest rate and raising inflation
4.NDP @factor cost
5.Demand –pull inflation means
6.Erosion as per the role
7.Climate Survey
8.Case study one related to Budget
9.Central limit theorem
10.sampling methods .
11. job erosion
12 curreneaccountdefficit
13 Gross deficit etc.
case
14..standard deviations mean related
15 .Case 3 Xyz jewellery shop
Related
But the level oh complexity is very high..n ..
16 fiscal policy ,monetary policy
17.demand supply curve etc...
18.Correlation and regression numerical
19.NNP @ factor cost
20working capital
21. bank guarantee
22.Performance Appraisal
23. Halo effect Tendency..
24.NNP at market price
25.In correct characteristics in Business cycle
26 Notional income also known as..
27.Least squre method used in..
28.Fctoring of services the factor
29.Lender to sensitising test and scenerion analysis..Type of loans
30. Debt to equity of enter prises raatio is.05 its...
31.Bank Gaurantee to commoidity brokarage (margin %)..
32.find P(x bar >/85) ?
33Std error of the mean is????
34 Estimate of the population proportion is..
35 Commericial paper issued multiples of..
36.Commericial paper issued maximum period
37.Find P(88|
39.HRM
40.monetary policy
41.Annuity due prblems
42. Future Value problem
43.Estimation
44.Bond price
45.Revenue dediciat problem
46.Job evealution Job specfication case study
47. Turn over methodeapplied on leass than 5 cr
48. Factor of Supply schedule
49.Lional econmic statement.
50. GDP calculation
51. GNP at amrket price calculation
52. Sampling Methodes
53.Hallo effect
54 Cov(X,Y)=150 mean X=20 mean Y=10 standard deviation x=25 then equation of regression line is
55. 3 questions from HRM 5 marks each
Today CAIIB BFM Recollected questions by Srinivas Kante June 10 , 2018
1.Most of the questions from foreign exchange numericals
2. case study on DGAP, Leverage ratio
3. case study on LC
4. Risk weight on Housing loan
5.Diffence between basis risk, gap risk, and yield curve risk
6. Letter of credit related
7.Capital charge for PR questions
8.Problems on NII
9.YIELD On T BILL
10 .Tier 1 CRAR
11.Call risk
12.NRE ,NRO, FCNR account related
13 Beta factor and basic indicator approach
14.The main object of the LRM loan review mechanism
15.The notional transit period permitted ..
16. One case study on asset liability management
17. Exchange fluctuation risk of ecgc
18. Rupee account... nostro,vostro,loro,mirror are in option
19. case study on TT buying, selling
20. RAROC,Who decide maximum limit of risk
21.Corporate debt instrument characteristics
22.Basel 3 bank apply – for computing capital requirement from existing risk..
23.residual risk also known as..
24.Elements of common equity Tier 1 cap
25.In repo transaction in G-sec , the settlement carried in first leg is ------------ basis
26. BASEL 3 going concern capital is
27.Liqidity risk is a type of time risk??
28.GOI not issue T bill with ------------maturity days
29.Notice money market period is…
30Duration is the elasticity of the bond
31.In CP Buy bank offer may not be made before ----days
32.Features of hedging , Int, Arbitrage ,trading , Investment
33.Nostro Accounts are – accounts
34.Emp option risk about pre closure
35. Feature of CCB BASEL 3
36.FX clear is a forex dealing sym developed by
37.Features of CRR
38.Calculation of LCR under level1 Asset
39.Cross rate
40.Charactristics of foreign exchange market
41.Temporary Asset--- revaltion not present
42.Calculation of capital for General market risk
43.In stock of HQLA for the purpose of cap liquidity coverage ratio…
44. BCBS introduced new approach called..
45.Instrument having lower demand and trading…
46 In india short position allowd..
47.Features of LCR
48.Rapid Growth period bank can make…
49. RAROC,Who decide maximum limit of risk
50. case study on TT buying
51. what does CRR impact
52. no.of key priniciples in Supervising review process
53. Features of CCB in BASEL 3
54..5 marks case study from CALL and PUT option
55.Rupee account Vostro or Mirror?
56. Calculate price for a 270day CP having face value 100/- when yield is 7.57%?
a. 94.6970,a. 94.6770, c. 94.6570, d. 94.6370
57. Calculate yield on a 182 day T bill issued at 97.30/-?
a. 7.57,b. 7.75, c. 5.57, d. 5.75%
58.no.of key priniciples in Supervising review process
59. Features of CCB in BASEL 3
60. 1.yield in tBill
61.rwa
62. Case study o. Nii and nim
63. Case study on rwa and capital charge
64.case study on leverage ratio
65. Case study on lc , advising bank confirming bank etc
66 case study on foreign exchange
67. yield to maturity 02 questions asked
68.call money Nd term money
69. Approach basic indicator approach , advance approach
70. M duration
71. piller 3 ,spr
72. 5 marks case study from CALL and PUT option
73. NII - 5marks
74.CRAR - 5marks
75.FEDAI - 5marks
76.Exchnge rates- 5marks
(USD to INR)
77.Exchange rates - 5marks
(USD - Jap yen - GBpound)
78. Lc - 5 marks
79 DGAP nd Levarage ratio - 5marks
80.5 questions on USD JPY against foreign person returning to India
CAIIB Retail Recollected 2018 June ::
Recalled questions
Bbps
Case study on hl income tax claim
Fv n pv
Fsi
NFS details
Credit card
Free charge
Emi Calculation, Rule 72, Questions on CIBIL, SLM and WDV
housing loan cs education loan cs bbps cs ekyc depriciation cs question on time value of money and also more and more question on theory part
Case study on
BBPS
HL income tax
CKYC
Depriciation
Case study on
Bcsbi 5 que
Imps,UPI, *99#,mmid
[Credit card 5 que
Sarfasi,, lokadalak, drt 5 que
Car loan new oold car 5; questions
Housing loan tax benefits 5 que
Slm , wdv depreciation 3 que
Fund transfer mobile banking maximum per transaction and max per month per beneficiary
[Sub prime loan
[Bank charges under charge against future receivable cersai form 1 or 2 or not applicable
Mortgage act
[ RTGS and neft
Method of valuation of land and buildings which is to be attached as security for bank
Product development stages
Rule 72 compounded annually doubles in 7 yrs and 6 months option 9 .6,10, 9.3,9
Demat account can be opened in banks or DPS or brokers
If a bank issue card to customer and 10 lakh insurance cover what type of card bank issue rupay, visa, master, mastro
If credit card a person purchases for 12000 at 37.20 annually. Per month interest. Per day ,, if he pays within time limit what is the interest charged
How can a bank protect themselves if he is relieving information about the customer
Ombudsman settlement
Kyc aml
Dispute between banks and reconstruction company securitization
[Back loading emi
If a person wants to invest in a 10 yrs pention plan plan name?? Pmjsy, pmvvy, Jay,jsy
[Machinery value 1200 lakhs salvage value 300. End of 6 yrs under wdv method 15%
When salvage value become zero
Dep under straight line method
Cumulative depreciation value of 3rd 4th year under wdv
CAIIB HRM Recollected questions
Organic structure organization definition
Definitions for norming and performing (stages of group development)
Questions on six leadership styles (5 questions asked)
Definition of process diagnosis(in bpr implementation)
Identify best practices in change management
Key factors for successful implementatition of change within organization
Chief insecurity of most staff is change itself
Identify steps to successful change propsed by John p kotter
Responsibility charting is foundation for strong delegation
Forecasting activities in human resource planning include
What are two types of knowledge
In RAKID R stands for
Commonly used knowledge management tools are online discussion forums, online conferencing, communities of practice
Employees and managers can be classified in 4 categories. Identify-activist, reflector, theorist and pragmatist
Characteristics of training new generation - it should be short, entertaining, allows freedom
Problem on ROI
Definition of ROI
Types of motivation
Definition of motivation
Lowest need in need hierarchy theory
Which of the following is not hygiene factor-recognition
Goal efficiency is effected by- proximity, difficulty and specificity
According to Steven reiss motivation theory, how many basic desires? 16
Status is defined as need for social standing and importance
Human resource implications
Augmented learning-learning where learners interact with e learning environment
What are 3 domains of learning - cognitive. Psychomotor and affective
Psychomotor involves what characteristics
Principles of learning - readiness, exercise. Intensity and recency
One question on perception
Adult learning feature identify the wrong one
Definition of functional comptency
External factor effecting demand forecasting
One of the following is not advantage of external recruitment
Question on body language
What are the legislation on working conditions. Identify wrong act
Registering trade union gives then legal status
One of the following is not a social security act
BFM Recollected questions::
Daily votality is 5% 2.5 Find modified duration - Ans is 2.38
STRIPS (Separate Trading of Registered Interest and Principal Securities) is a ...... zero-coupon securities
Which is not a derivative product ? - Repo (Swap, Option, Forward, Repo)
ECB limit - USD 500 mn up to minimum period of 5 years and USD 20 mn up to minimum period of 3 years without prior approval of RBI
ECB is denominated in which currencies.....USD, Euro or JPY
Consessive rate of interest on postshipment rupee export credit to gold card status holder can be extended maximum - 365 days
One importer want import one machine from China.He has to open lc. The exporter wants advance payment. What type lc - red clause
Value at risk is a measure of? Gap risks in foreign exchange operations
Which office not under treasury ? Options given r Mid office, back office, front office, legal office*,
Under standard assets, provision for loss, RSV should be?? Ans - less than 10%
If interest of principle is not serviced for 90 days, what is the position of account? ans- outof order
Basel 3 teir 1 components. (Plz remember that Revaluation reserve is also now under Teir 1)
If treasury assets r withdrawn before maturity, what type of risk is it? ,
A 91 Day T bill of 93.21 wl have yield of?
If 91 days treasury is 88., then its implied yield is?
ICAAP is related to?
ADR related question
Double forward is called what ?
Related to Nro account
Nro account can be opened as sb,CA,FD type
Derivatives also lot of questions
Advising bank roles ... Like what he can do what can't
INCOTERM
IRS
Swap
Risk weightage
Lot of RWAs questions
Which is not included in calculation of NDTL/DTL for CRR/SLR
Component of tier 1
Rwa as per Basel III for housing loan based on LTV
Many questions sellect correct or incorrect about NRO NRE FCNR ECB EEFC CCIL
Estimated occurence of probability
Questions on currency derivatives, forwards, swaps
Forex market characteristics
One question related to embedded option risk
As per basic indicator approach calculation of capital charge 15% of average gross income over there years given but one of the year is having negative one that we have to ignore.
8.83GS2023price100.49 with yield 8.75 .....just it is given and based on this statement he asked for 5marks
Crystallization period for export
One question on American and europian option
Capital charge on operational risk based on standardized approach and basic indicator approach
Questions on ADR AND GDR
Questions on option and forward contact, future
Loan To Value Ratio
Risk Weight %
Swap Defination , ADR and INCOTERMS
RWA calculation for operational risk under Standardized approach
DGAP
Conceptual question on FCNR, RFC, NRO, NRE
Operational risk calculation all approaches
Modified duration
Tier 1 n tier 2 numerical
LC based case studies for 5 marks
Basic inducater appoach market risk 5 number
Modified duration of equity5 ques
Calculations of capital adequacy ratio quite a few questions
10 questions at from various risks associated with Treasury operations
Interest rate swap 5 questions
Bill buying 5 questions
EXCHANGE RATE
AAA A BB Rating Chart Questions for Risk Weighted Calculations
Yield Calculation
W RSA,RSL NUMERICAL
RATED BOND NUMERICAL
Yeild of bond numerical
BASIC INDICATOR APPROACH NUMERICAL
BPV
Forex t.bill
Leverage
Forward contact
CRAR
Operational risk
Treasury theoritical
60question theory easy
No ques from volatility and bpv
Call risk problems
packing credit problems
Rsl. Rsa.. Md problems
Leveage ratio related case study
BASEL III Tier 1 Tier 2 capital Minimum equity ratio related
BFM Book page no 415 ICCAP related question
BFM Book page no 443 stock approach related 05 question
BFM Book page no 477 - RSL/RSA/DGAP/Modified Duration Gaps
BFM Book page no 20 - Export Bill 5 marks
BFM Book page no 295 - Estimated level of Operational Risk
Case study numerical-TEIR 1 TEIR 2 CAPITAL CONVERSION BUFFER QUESTION BASEL ON BASEL3
Case study on RFC account 5 marks
Case study on forex exchange buying commission etc 5marks
Case study on mkdified duration gap 5marks
VAR - 1 QUESTION
TEIR 1 COMPONENT-2 QUESTION
CBLO- 1 QUESTIOn
Case Studies on
1. Cancellation of contract
2. NRE/NRO POA
3. RWA
4. MEAN & SD
5. SLR
6. YTM
7. SHORT LERM & LONG TERM GAP ASSET VS Liabilities
8. NII & NIM
9. Tier1, Tier2
10. Capital adequecy
11. Nostro Vostro Loro
12. Daily volatilty
13. Stop loss limit
14. Operational risk case study
15. Foreign exchange numericals
16. Swap numericals
17. Liquidity case study
18. Forward rate agreement 25 crore 3 month swap, three year three business line calculate yield and risk weightage
19. Calculate CET Basel 3
20. Calculate Aadditional tier 1
...........................................
2 to 3 question duration
5 question export bill(cancellation of contract rate, margin amount,rebook rate,etc)
5 question on capital adequacy (balance sheet provided, compute equity capital, tier 1 capital, total rw, capital adequacy, buffer capital)
5 question on nostro,loro vostro
5 question on FRA
5 question on net interest margin
2-3 question on bonds
3-4 question on LC
some 2-3 sums on bpv
...........................................
1. Rate qoute 1 ques
2.LC partial delivery UCPDC rule
3.FRA 6*9 dates of delivery and maturity
4.case study on rules and guidelines regarding NRE, NRO and FCNR accounts- amt of loan,POA,remittance,fund transfer limit etc
5.coupon swaps,forward contracts
6.securitization-SPV or Commercial bank allocation of assets
7.Case study on NII,NIM,EER
8.Case study on Cash flows,deviation during years,SD/mean
9.ECGC insurance premium bear by?
10.CHIPS-USA
11.treasury risk management 4-5 ques
12.European put option
13.Authorises person categ 2
14. ques on BOP expansion
15.bank margin calculation from rates
16.Stop loss given- asked whether buy or sell at what rate to book profit or stop loss
17.monthly volatility given-calculate daily volatility
18.modified duration calculation
19.case study on Nostro Vostro and Loro and Mirror accounts
20.which is not an off balance sheet item of following
21.crystallisation of sight bills 30 days
22.LC date expired due to bank closed due to hurricane UCPDC rule
23.standard ECGC policy cover-political risk
24.basel III - tier 2 capital req of total risk wtd assets, pillar 3 def
25.standardised approach and basic indicator approach and AMA all methods for operational risk calcualtion
24. volatility can also be measured by?
25.price volatility depends on yield volatility,BPV,Yield and price
26.VaR related 2 ques theoretical
27.derivatives hedge underlying risks
28.call risk
29.Maturity ladder or baskets case study
30.provision coverage ratio def
31.asset liability mismatch
32. Bond ytm,current yield 2-3 ques
CAIIB RETAIL BANKING PREVIOUS YEARS RECOLLECTED QUESTIONS BY Srinivas Kante
1. Sukanya samridhi yojana
2. Atal pension yojana
3. Basic saving ac - 1 qtn
4. Customer relationship management
5. Full form of CIA
6. one on IMPS
7. future value 2 qtn
8. BCSBI 7 qtn
9. Education loan 5 qtn
10. Who give subsidy on mudra loans?
11. One question on rule 72?
12. Ordinary annuity one question?
13. Product stage
14. Mobile banking limits?
15. Safety esteem self actualization
16. Reliability responsiveness
17. ROC pulling
18. Max limit for prepaid instruments, expiry of prepaid instruments
19. Mudra loan - It is 50000 to 10 lakhs
20. 80c rebate? - Rs. 1.5 lakhs
21. Withdrawal allowed in ATM's?
22. CERSAI is formed under which act?
23. Many questions from retail banking services
24. Reverse mortgage
25. Para banking
26. 80C limit
27. PM fosol bima yojona
28. CTR
29. CERSAI - which act
30. PMSBY - claim amout after losing one eye or one leg or hand
31. PMEGP - implemented through
32. POS
33. EWS_size
34. RML
35. CRM gap-iii between
36. Merchant banking means
37. Closed ended fund
38. APY
39. Advantage and disadvantage of retail banking
40. Limit of cash withdrawn from other bank ATM. Option 5000, 100000, 20000, 2500
How many neft settlements in a day?
Tax benefit in Home loan
Credit card cycle
NEFT/RTGS max n min limit
Basic diff.b/w rtgs n neft
Benefit of pvt. Banking
Wealth mgmt for corporates
Education loan repayment/defaults
EMI
Income tax
Rule 72
Essence of crm
Bharat bill paymnt systm
Priority of charge in mortgage
Brown label atm
Purpose of securitisation
Conditions for pension fund mgmt
Mutual fund conditions for bank
Approval for insurance
Propagate model
7Ps
ATM transactions in metro cities
SARFAESI
DRT
Internet banking
Mobile banking
Internet Banking- strategy adaptation
Depreciation by both methods
Capital gain
Annuity
FSI Calculations
Full form of CDO
Product meaning??
Airline company used which model..SBU..INTEGRATED MODEL???
RUPAY card is issued by NPCI
Case study related to Internet banking 5 questions
Case study related to credit card charges and other
Register mortgage date and deposit of title deed
Implementation model related
WRBR.. Full form??
Date of execution of documents.. 4 months
Augmented product...
Expected product...
Under NEFT, number of settlement on week days are..12
RTGS minimum and maximum amout...
Disadvantages of Retail banking...
Mobile banking maximum amout per txn and monthly threshold related 5 questions
IFSC CODE TOTAL ALPHA..and numerics
SFMS
Question on hni, super hni, ultra hni category..
Wether the cibil report can be given to customer after levying some charge or not..
Whether moratorium is given for second hand car...
Moslow theory : Case study on needs
RTGS : when processing
Education loan : case study about margin
On college fee hostel fee computer fee other expenses..
WDV : Case Study on Depreciation l
Credit Card : Case study on interest , risk , overdue amount....
Valuation of urban land ,agriculture land Method criteria etc.....
NEFT : 12 batches
Super affluent : 50-400 Lakhs
Case study on wdv method
Three questions on rent capitalization method
Case study on maslow hierarchy
Case study on tangibles..assurance..responsivess wale 5 factors
Emi calculation 2 questions
Theory was easy
Sbu 1 question
Horizontally organized model
credit card bill (case study 5 qus.)
Three questions on rent capitalization method
Neft batches - 12 batches
depreciation numerical...
case study on gift card...
Fullform of USP - Unique Selling Proposition
case study on education loan for abroad...
1. 2 Case studies on priority charge on mortgage
2. Problem on depreciation(By WDV)... eg. Wht will be the book value after 3 years?
3. Calculating future value
4. Diff between NEFT and RTGS
5. Questions on DSA
6. Case study on tax exemptions ( both interest and principal repayment)?
7. Prob on Depriciation by straight through method?
8. What does securitisation means?
9. Risk involved with DSA?
10. Questions on Potential product PROPAGATE?
11. EMI Calculation
12. Questions on vertical, horizantal model
13. How Many NEFT settlement on weekdays and saturday
14. How many characters in UTR?
15. Question on WRBR
16. Case study on education loan... all the fig are given ( eg. Hostel fee, tution fee,
other expenses and bank margin).... we have to calculate max permissible bank loan
17. One critical case study on credit card... credit card limt, free int period, int rate, over
limit penalty, due date and purchase date are given... We have to calculate int chraged
a. if the customer pays the amt due after 18 days from due date
b. If he pays half amt before due date then calculate int charged for remaining amt on a
particular date?
C. If the amt cro sses the limit then calculate the amt he has to pay
18. If we allow overdraft in CC a/c and the customer does not repay it, then can we
approach DRT ? There are four options and we have to choose the correct one
How many neft settlements in a day?
Tax benefit in Home loan
Credit card cycle
NEFT/RTGS max n min limit
Basic diff.b/w rtgs n neft
Benefit of pvt. Banking
Wealth mgmt for corporates
Education loan repayment/defaults
EMI
Income tax
Rule 72
Essence of crm
Bharat bill paymnt systm
Priority of charge in mortgage
Brown label atm
Purpose of securitisation
Conditions for pension fund mgmt
Mutual fund conditions for bank
Approval for insurance
Propagate model
7Ps
ATM transactions in metro cities
SARFAESI
DRT
Internet banking
Mobile banking
1. Case study on Prepaid instrument
2. Case study on Depreciation WDV and SLM methods
3. Case study on Bharat Bill Payment System
4. Case study on CERSAI
5. Case study on ekyc
6. Case study on car loan?
7. Case study on 'housing loan for all' by newly launched scheme
8. Case study on Vehicle loan
9. Case study on Credit card billing
10. Case study on Education loan problem
11. Case study on Future value of ordinary annuity
12. Case study on BCSBI - 10 questions (theory based)
13. Case study on Future value of bond/annuity
14. Case study on Maslow Needs
15. Case study on CRM
16. Case study on EMI
17. Case study on Capital gain
18. Case study on Calculate Present value
19. Case study on RML
Question on hni, super hni, ultra hni category..
Wether the cibil report can be given to customer after levying some charge or not..
Whether moratorium is given for second hand car...
Moslow theory : Case study on needs
RTGS : when processing
Education loan : case study about margin
On college fee hostel fee computer fee other expenses..
WDV : Case Study on Depreciation l
Credit Card : Case study on interest , risk , overdue amount....
Valuation of urban land ,agriculture land Method criteria etc.....
NEFT : 12 batches
Super affluent : 50-400 Lakhs
Case study on wdv method
Three questions on rent capitalization method
Case study on maslow hierarchy
Case study on tangibles..assurance..responsivess wale 5 factors
Emi calculation 2 questions
Theory was easy
Sbu 1 question
Horizontally organized model
credit card bill (case study 5 qus.)
Three questions on rent capitalization method
Neft batches - 12 batches
depreciation numerical...
case study on gift card...
Fullform of USP - Unique Selling Proposition
case study on education loan for abroad...
Numericals from book about
Encumberence ratio
Tax saving on HL
Case studies under IBA education loan
Calculation of PV FV
Case study on reliability, tangibility, assurance (customer expectations)
Masala bond
Prepaid instrument
MSME act
Full form of USP
Who heads DRAT?
Sum on WDV and SLM
................................. ......
Case study on UPI
AEPS
REVERSE MORTGAGE FOR SENIOR CITIZENS[RLEAC]
problems on straight line
WDV method
Educational loan on foreign study
5q on empathy,responsiveness,assurance
2q on augmented, core product
Reverse mortgage equity linked case study
FSI construction cost based
UPI based
80c/24(b) ICT act 1961 based
Priority sector in different sector with perc of ANBC
PROGATE full form
BBPS component
fraud in operation risk
straight line method
written down value method
encumbrance value
Home loan
Service quality based case study
PPI based case study
Total compound interest applicable
EMI
Present value and future value
Full form of MMID ?
UPI transaction max limit ?
Mobile banking per day and per month limit?
Housing loan % of priority sector?
Margin for RML (Reverse Mortgage Loan) with annuity ?
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